The STABLE Act has many features I support, such as full reserves for tokens, limitations on the activities of an issuer, but ...

Every year, the Financial Industry Regulatory Authority (FINRA) issues an Annual Regulatory Report in an effort to provide ...

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting ...

At the start of a new calendar year and a new presidential administration, PRINTING United Alliance experts weigh in on what ...

Explore the transformative power of responsible AI across industries, emphasizing security, MLOps, and compliance. As AI ...

“Work smarter, not harder.” It’s a simple idea, but in risk management, it’s a game-changer. For 2025, risk professionals are ...

As organizations grapple with data privacy, cybersecurity, and regulatory compliance risks, CLOs are prioritizing talent development and future skills including business acumen, technological fluency, ...

The digitization of payments has evolved the financial landscape, and regulatory compliance and risk management have become critical challenges for FinTech companies. With the increasing ...

document and keep up to date the risk assessment as well as maintain appropriate mechanisms to provide information to regulatory authorities. Policies, controls and procedures must be consistent ...

For “Flight Risk,” his first outing as a director in nearly a decade, the Oscar winner isn’t quite taking center stage. By Marc Tracy The movie trailer hit heavy rotation on N.F.L. playoff ...

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission (SEC) that its anti-money laundering (AML) program did not properly vet customers and ...

The FCA made the pledge today (17 January) in a letter to the prime minister, which sets out regulatory reforms to boost the economy. In the letter, the FCA’s chief executive Nikhil Rathi said ...