The Netherlands Authority for the Financial Markets (AFM) imposed a 1.6 million euro fine on online crypto and stock platform ...

Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...

Luxembourg’s financial regulator has fined an unnamed entity €127,500 for compliance breaches related to the law on ...

The Public Company Accounting Oversight Board (PCAOB), which oversees audit firms, has penalized nine KPMG firms across the ...

In fact, the ad states, “he oversaw the largest fine in history against an insurance company.” The video included a Tampa Bay Times headline from last year about state regulators fining Tampa-based ...

German financial watchdog Bafin on Tuesday fined Deutsche Bank 23.05 million euros ($24.3 million) over breaches in the sale ...

The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.

Robinhood Markets (HOOD), the financial services platform, has agreed to pay $29.75 million to settle regulatory probes by the Financial ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making ...

CFOs are tasked with overseeing an organization's entire financial processes, not least ensuring that financial operations ...

Apple and Meta Platforms are under the spotlight as the European Commission prepares to impose fines for alleged violations ...