The Netherlands Authority for the Financial Markets (AFM) imposed a 1.6 million euro fine on online crypto and stock platform ...

In a new TV ad for his congressional campaign, Florida Chief Financial Officer Jimmy Patronis touts that he’s “the one person fighting for homeowners.” In fact, the ad states, “he oversaw the largest ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making ...

Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

The new advisory intends to create “meaningful incentives for firms to come forward and get cases resolved faster with ...

German financial watchdog Bafin on Tuesday fined Deutsche Bank 23.05 million euros ($24.3 million) over breaches in the sale ...

Luxembourg’s financial regulator has fined an unnamed entity €127,500 for compliance breaches related to the law on ...

The Treasury Department's Financial Crimes Enforcement Network notified businesses that fail to report or update their ...