The Public Company Accounting Oversight Board (PCAOB), which oversees audit firms, has penalized nine KPMG firms across the ...

However, fines shrank to $59 million, down 35% from the $89 million in 2023. The drop largely stems from a lack of blockbuster penalties, such as the $24 million fine levied against Bank of America ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making ...

The Netherlands Authority for the Financial Markets (AFM) imposed a 1.6 million euro fine on online crypto and stock platform ...

Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

In a new TV ad for his congressional campaign, Florida Chief Financial Officer Jimmy Patronis touts that he’s “the one person fighting for homeowners.” In fact, the ad states, “he oversaw the largest ...

Luxembourg’s financial regulator has fined an unnamed entity €127,500 for compliance breaches related to the law on ...

In March, however, Finra has announced that the firm has agreed to pay $30 million, including a $26 million fine and $3.75 ...

German financial watchdog Bafin on Tuesday fined Deutsche Bank 23.05 million euros ($24.3 million) over breaches in the sale ...

The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.