The Netherlands Authority for the Financial Markets (AFM) imposed a 1.6 million euro fine on online crypto and stock platform ...

Robinhood shares slumped Monday morning as markets got their first chance to react to Friday's announcement that the online ...

“In the absence of abolishing Finra, Project 2025 makes numerous proposals about how Finra should be changed, such as making ...

Online trading platform Robinhood has agreed to pay $29.75 million to settle several probes from the Financial Industry ...

Robinhood agrees to pay $29.75 million to settle FINRA probes over compliance failures while reporting record profits from ...

The regulator said Robinhood had violated “numerous” rules, including failing to respond to red flags for potential ...

The new advisory intends to create “meaningful incentives for firms to come forward and get cases resolved faster with ...

Luxembourg’s financial regulator has fined an unnamed entity €127,500 for compliance breaches related to the law on ...

German financial watchdog Bafin on Tuesday fined Deutsche Bank 23.05 million euros ($24.3 million) over breaches in the sale ...

The Treasury Department's Financial Crimes Enforcement Network notified businesses that fail to report or update their ...

The brokerage regulator said on Friday that Robinhood will pay a $26 million civil fine and $3.75 million of restitution to customers.