Introduction In the business world, operational resilience can be compared to the physical concept of resilience, which ...

For many firms within the finance advice and wealth management sector, operational resilience will be at the forefront as we approach the FCA’s PS21/3 new operational resilience regime deadline ...

Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory ...

The comment follows the enforcement of the FCA and PRA’s operational resilience rules for CTPs on 31 March 2025.

This content is contributed or sourced from third parties but has been subject to Finextra editorial review. The transition period for the UK regulator FCA’s PS21/3 guidance for Financial Market ...

It will automate roles undertaken by employees, but some expressed ‘nervousness around the extent to which consumer protections are diminished’ ...

The Financial Conduct Authority (FCA) has unveiled plans to make it easier for firms to test innovative products and secure regulatory approval as part of its work programme for 2025-2026 ...

The Treasury has announced the reappointment of Nikhil Rathi as chief executive of the Financial Conduct Authority (FCA) for ...

Its purpose is to strengthen the operational resilience of the financial sector and ensure continuity of critical services so that incidents like the 2018 TSB fiasco can’t be repeated. TSB paid out ...